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DISCLOSURES

 

LAGO AM. 
LAGO Asset Management, LLC (“LAGO AM”) is a Delaware limited liability company registered with the SEC under the Investment Advisers Act of 1940 (“LAGO AM”). Registration with the SEC does not imply a certain level of skill or training. SEC registration does not mean the SEC has approved of the services of the investment adviser.
 

LAGO AM serves as investment adviser to LAGO Evergreen Credit, a Delaware statutory trust structured as an externally managed, non-diversified closed-end management investment company that has elected to be treated as a business development company (“LAGO Evergreen Credit”, and together with LAGO AM, “LAGO”).
 

Any subsequent, direct communication by LAGO AM with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of LAGO AM, please contact the SEC. A copy of LAGO AM’s current written disclosure statement discussing LAGO AM’s business operations, service, and fees is available from LAGO AM upon written request. LAGO AM does not attempt to furnish personalized investment advice or services through this website.
 

Please contact LAGO at investorcommunications@lagoinvestor.com to find out if LAGO AM is qualified to provide investment advisory services to you.
 

Website Content.
Information contained on this website (lagoevergreencredit.com) and the social media accounts controlled by LAGO (e.g., Twitter and LinkedIn) (collectively “Web Content”) is intended only for clients, interested investors, and the founders or managers of potential portfolio company investments of LAGO. Accordingly, the publication of LAGO’s website on the Internet should not be construed by any consumer and/or prospective client as LAGO’s solicitation to effect, or attempt to effect, transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.
 

LAGO AM does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to this website or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly. LAGO in no way endorses or recommends such unaffiliated third-party information.
 

‍Portfolio Company Information. 
Any transactions or activities described in any Web Content as having been engaged in by LAGO are included as representative transactions for illustrative purposes only and are not presented as representative of all transactions engaged in by LAGO or any principals thereof. Past performance is not indicative of future results and no representation is being made that any investment managed by LAGO AM will or is likely to achieve profits or losses similar to those achieved in the past, or that significant losses will be avoided. One should not assume that all investments in any portfolio companies identified in any Web Content are or will be profitable or that any portfolio company investments made in the future will equal the performance of the companies identified herein. Any quotations provided by personnel of portfolio companies may not be representative of the experience of personnel of other portfolio companies and are not a guarantee of future performance or success. All investing is subject to risk, including loss of principal. Historical performance is not a guarantee of future performance and clients may experience different results.
 

‍No Offer, Solicitation or Advice. 
Any Web Content is intended solely to provide information regarding LAGO’s potential financing capabilities for prospective portfolio companies. Neither LAGO AM nor any LAGO affiliate solicits or makes its services generally available to the public. Material presented in any Web Content (including, without limitation, any information regarding LAGO AM’s and other LAGO affiliates’ current and historical portfolio companies and other investments) is presented for informational purposes only and is not intended to constitute, and should not be construed as:  (i) an offer, or solicitation of an offer, to purchase or sell any security, other asset, or service; (ii) investment advice or an offer to provide such advice; or (iii) a basis for making any investment decision. No Web Content makes any effort to present a comprehensive or balanced description of LAGO, any LAGO affiliates, or the investment activities of LAGO AM. In any event, past performance is not a guarantee of future results and it should not be assumed that results of any portfolio investment will be achieved for other investments. Any analysis or discussion of investments, sectors, or markets generally is based on current information, including from public sources, that LAGO considers reliable. However, LAGO does not represent that any such information provided is accurate or complete, and it should not be relied on as such. Any views and opinions expressed in any Web Content are current at the time of publication.

Forward-Looking Statements. 
Certain information in Web Content may contain forward-looking statements. Such forward-looking statements are subject to various risks and uncertainties and speak only as of the date on which they are made. Accordingly, there are or will be important factors that could cause actual outcomes or results to differ materially from this indicated in these statements. You can identify these forward-looking statements by the use of words such as “outlook,” “indicator,” “believe,” “expect,” “potential,” “continue,” “may,” “should,” “seek,” “approximately,” “predict,” “anticipate,” “optimistic,” “intend,” “plan,” “estimate,” “aim,” “will” or the negative version of these words or similar expressions. LAGO undertakes no obligation to update publicly or revise any information in any Web Content, whether as a result of new information, future developments or otherwise. LAGO reserves the right to change any Web Content without notice and assumes no obligation to provide updates.

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